Annals of the American Thoracic Society
● American Thoracic Society
All preprints, ranked by how well they match Annals of the American Thoracic Society's content profile, based on 11 papers previously published here. The average preprint has a 0.01% match score for this journal, so anything above that is already an above-average fit. Older preprints may already have been published elsewhere.
Jirapatnakul, A.; Yip, R.; Branch, A. D.; Yankelevitz, D. F.; Henschke, C. I.
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Responders to the World Trade Center (WTC) site in the aftermath of the 9/11 attacks were exposed to toxic dust, which has been linked to increased risk of respiratory and cardiovascular disease. The respiratory and cardiovascular effects of WTC dust exposure have been studied using pulmonary function tests and the number of cardiovascular events, but computed tomography (CT) scans provide an opportunity to see the early structural changes in the lungs and cardiovascular system before clinical symptoms appear. CT scans are used in the screening and evaluation of respiratory diseases such as lung cancer, interstitial lung disease, and chronic obstructive pulmonary disease, and to visualize coronary arteries and quantify the amount of coronary artery calcifications; in fact, it is possible to detect multiple diseases from a single chest CT scan. While manual evaluation by a radiologist is often the gold standard, automated image analysis tools can quickly and accurately quantify these diseases. We identified non-contrast chest CT scans from members of the World Trade Center General Responders Cohort (WTC GRC) with slice thickness of 2.5 mm or less. We used the open-source Chest Imaging Platform software to compute measures of emphysema and interstitial lung disease and research software from Cornell University to compute measures of pulmonary hypertension and coronary artery calcification. We identified a sex, age (within 5 years), smoking status, one or more CT scans, and follow-up time -matched cohort of participants enrolled in the lung screening program at Mount Sinai. We compared disease measures from the WTC GRC group to the lung screening group to assess whether there was a difference in the extent and progression of disease. There were 4909 chest CT images of members of the WTC GRC that met our image quality criteria. There were 3855 members of the GRC for which we could obtain both chest CT images and clinical data. Of these, there were 2284 members for which we could obtain pulmonary disease measurements on at least one scan, 1246 members for which we could calculate cardiac measurements. The matched controls from the lung screening cohort consisted of 557 participants with 1122 chest CT images that met our image quality criteria and for which we obtained all four disease measures. We compared members of the WTC GRC with matched participants from the lung screening program. One of the key findings is that after a median time of 11-13 years after 9/11, the WTC GRC group exhibited higher burdens of coronary artery calcification, emphysema, and interstitial lung disease compared with a matched control group of lung screening participants. This supports the continued surveillance of WTC responders.
Moffett, A. T.; Balasubramanian, A.; McCormack, M. C.; Aysola, J.; Ungar, L. H.; Halpern, S. D.; Weissman, G. E.
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BackgroundThough European Respiratory Society and American Thoracic Society (ERS/ATS) guidelines for pulmonary function test (PFT) interpretation recommend the use of the forced vital capacity (FVC) lower limit of normal (LLN) to exclude restriction, recent data suggest that the negative predictive value (NPV) of the FVC LLN is lower than has been accepted, particularly among non-Hispanic Black patients. We sought to develop and externally validate a machine learning (ML) model to predict restriction from spirometry and determine whether its use may improve the accuracy and equity of PFT interpretation. MethodsWe included PFTs with both static and dynamic lung volume measurements for patients between 18 and 80 years of age who were tested at pulmonary diagnostic labs within two health systems. We used PFTs from one health system to train logistic regression, random forest, and boosted tree models to predict restriction using demographic, anthropometric, and spirometric data. We used PFTs from the second health system to externally validate these models. The primary measure of model performance was the NPV. Racial equity was assessed by comparing the NPV among non-Hispanic Black and non-Hispanic White patients. FindingsA total of 42 462 PFTs were used for model development and 24 524 for external validation. The prevalence of restriction was 29.8% in the development dataset and 39.6% in the validation dataset. All three ML models outperformed the FVC LLN by a wide margin, both overall and among all demographic subgroups. The overall NPV of the random forest model (88.3%, 95% confidence interval [CI] 87.8% to 88.9%) was significantly greater than that of the FVC LLN (72.7%, 95% CI 72.1% to 73.3%). The NPV of the random forest model was greater than that of the FVC LLN among both non-Hispanic Black (74.6% [95% CI 72.5% to 76.6%] versus 49.5% [95% CI 47.8% to 51.2%]) and non-Hispanic White (90.9% [95% CI 90.3% to 91.5%] versus 79.6% [95% CI 78.9% to 80.3%]) patients. InterpretationML models to exclude restriction from spirometry improve the accuracy and equity of PFT interpretation but do not fully eliminate racial differences.
Crooks, J. L.; Wang, Z.; Karimzadeh, M.; Lynch, D.; Bhatt, S.; DeMeo, D.; Hersh, C.; Baraghoshi, D.; Regan, E.
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RationaleShort-term exposure to fine particulates (PM2.5) transiently increases the risk of respiratory exacerbations, but the contribution of chronic, long-term particulate exposure to respiratory exacerbations is poorly defined. ObjectivesTo assess long-term effects of PM2.5 exposure on risk of severe respiratory exacerbations. MethodsA longitudinal cohort of current and former smokers with and without COPD were surveyed every six months for severe exacerbation events. PM2.5 concentrations at participant addresses were estimated using satellite, reanalysis, and ground-based monitoring data sources. Measurements and Main ResultsThe relative risk of severe exacerbation increased by a factor of 1.516 (CI: 1.226, 1.873; p = 0.00012) for every 10 g/m3 increase in long-term PM2.5 exposure across all participants. The effect in the non-COPD participants was greater, with a relative risk of 2.639 (CI: 1.840, 3.756; p<0.0001). Significant effect modifiers with greater effect of PM2.5, included prior exacerbations, female sex, and neighborhood characteristics and as well as smoking status, white race, disease severity, asthma diagnosis, and age at enrollment. Significant positive associations for PM2.5 on exacerbations were identified at levels below the EPA primary annual standard for PM2.5 of 9.0 g/m3. ConclusionsPersistent exposure to fine particulates is a significant risk factor for severe respiratory exacerbations in current and former smokers, and in patients with or at risk of COPD. The effect of fine particulates on the risk of severe exacerbations appears to be greater in those current and former smokers without COPD. The EPA annual PM2.5 standard may be inadequate to prevent ongoing lung injury.
Clark, K.; Kass, D. J.; Degenholtz, H. B.
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RationaleSupplemental oxygen is often prescribed to patients with interstitial lung disease (ILD) and chronic obstructive pulmonary disease (COPD). The specific costs of oxygen therapy in these diseases have not been fully described in patients living in the United States. ObjectivesEstimate Medicaid/Medicare costs for supplemental oxygen, characterize differences in oxygen equipment utilization, and identify factors impacting the costs of supplemental oxygen therapy in ILD and COPD. MethodsWe reviewed claims data for years 2016-2020 for Pennsylvania residents with ILD or COPD who were dually eligible for Medicaid/Medicare and enrolled in traditional fee-for-service Medicare. A generalized estimated equation (GEE) model was used to identify variables associated with annual oxygen costs. Measurements and Main ResultsA greater proportion of paid claims in ILD were for oxygen services (40.3% vs 22.0%) and for high flow oxygen (4.2% vs 2.2%), though ILD represented the minority of paid oxygen claims (5.2%). Oxygen cost approximately $65/month for both groups. Most oxygen claims ([≥]94%) were for stationary concentrators. Liquid devices and stationary gas were the least utilized equipment. Lower costs were associated with living in a competitive bidding area and with markers of advanced age and worse health status. ConclusionsOxygen utilization is greater in ILD but is only a small portion of total oxygen claims compared to COPD. Costs and equipment utilization were similar between groups. Liquid oxygen claims were rare even among subjects requiring high flow. Oxygen therapy is common in these diseases and likely represents a significant contribution to total healthcare costs.
Witonsky, J. I.; Elhawary, J. R.; Eng, C.; Rodriguez-Santana, J. R.; Borrell, L. N.; Burchard, E. G.
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BACKGROUNDVariation in genetic ancestry among admixed racial/ethnic groups may influence the fit of guideline-recommended spirometry reference equations, which rely on self-identified race/ethnicity. RESEARCH QUESTIONWhat is the influence of genetic ancestry on the fit of the guideline-recommended racial/ethnic-based spirometry reference equations in populations of genetically admixed children? STUDY DESIGN AND METHODSCross-sectional fit of guideline-recommended racial/ethnic-based spirometry reference equations was evaluated in control subjects from case-control studies of asthma. Anthropometry, blood samples, and spirometric measurements were obtained in 599 healthy admixed children, aged 8 to 21-years. Genetic ancestry was estimated using genome-wide genotype data. Equation fit was determined as a mean z-score between -0.5 and 0.5 and assessed in self-identified African American (N = 275) and Puerto Rican (N = 324) children using the distribution to determine cut points of genetic ancestry. RESULTSFor African American children, African American-derived equations fit for predicting FEV1 and FVC in those with an African ancestry above the median (81-100%), whereas composite equations for "other/mixed" populations fit for predicting FEV1 and FVC in those with an African ancestry below the median (31-81%). Among Puerto Rican children, White-derived equations fit for predicting FEV1, and the composite equations fit for predicting FVC for those with African ancestry above the median (21-88%). In contrast, in Puerto Rican children with African ancestry below the median (6-21%), only equations derived in Whites provide an adequate fit. INTERPRETATIONGuideline-recommended spirometry reference equations yielded biased estimates of lung function in admixed populations with high variation of African ancestry. Spirometry is due for reference equations that incorporate genetic ancestry, either for more precise application of the current equations or the derivation and utilization of new equations.
Moffett, A. T.; Balasubramanian, A.; McCormack, M. C.; Weissman, G. E.
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BackgroundThough a normal forced vital capacity (FVC) is typically thought to imply the absence of restriction, recent data suggest that restriction may in fact be common among patients with normal spirometry. However, the clinical significance of restriction with normal spirometry is unknown. Research QuestionWhat clinical characteristics and outcomes are associated with restriction with normal spirometry? Study Design and MethodsWe interpreted pulmonary function tests (PFTs) with both static and dynamic lung volume measurements performed between 2012 and 2025 at four pulmonary diagnostic labs. We used multivariable logistic regression to identify clinical characteristics associated with restriction among patients with normal spirometry and used a Cox proportional hazards model to assess the association of restriction with survival, adjusting for age, sex, forced expiratory volume in 1 second (FEV1) z-score, FVC z-score, and FEV1/FVC z-score. ResultsWe interpreted 83,886 PFTs from 47,597 patients (mean age 58.8 years, 59.8% female, 63.6% White). The prevalence of restriction among patients with normal spirometry was 25.7% Restriction with normal spirometry was more likely in older patients (adjusted odds ratio [aOR] 1.01 per year, 95% CI 1.01-1.01), in non-White patients (aOR 1.33, 95% CI 1.26-1.41), and in patients with a diagnosis (aOR 3.65, 95% CI 3.43-3.88) or radiographic evidence (aOR 3.02, 95% CI 2.79-3.28) of interstitial lung disease (ILD). Restriction with normal spirometry was less likely among female patients (aOR 0.64, 95% CI 0.60-0.67), and patients with a diagnosis (0.74, 95% CI 0.67-0.82) or radiographic evidence (aOR 0.81, 95% CI 0.73-0.89) of chronic obstructive pulmonary disease. Restriction with normal spirometry was associated with increased all-cause mortality (adjusted hazard ratio 1.45, 95% CI 1.34-1.57) as compared to normal spirometry without restriction. InterpretationRestriction with normal spirometry is associated with ILD and with decreased survival. Clinically significant ventilatory impairments are common in patients with normal spirometry.
Reynolds, C. J.; Sisodia, R.; Barber, C.; Minelli, C.; De Matteis, S.; Moffatt, M.; Cherrie, J.; Newman Taylor, A.; Cullinan, P.
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RationaleAsbestos is posited to cause otherwise idiopathic pulmonary fibrosis (IPF); establishing this has important diagnostic and therapeutic implications. ObjectivesTo determine the association between occupational asbestos exposure and IPF; to investigate interaction with MUC5B rs35705950 genotype. MethodsMulti-centre, incident case-control study. Cases (n=494) were men diagnosed with IPF at 21 United Kingdom hospitals. Controls (n=466) were age-matched men who attended a hospital clinic in the same period. Asbestos exposure was measured using a validated job exposure matrix and a source-receptor model. The primary outcome was the association between asbestos exposure and IPF, estimated using logistic regression adjusted for age, smoking and centre. Interaction with MUC5B rs3570950 was investigated using a genetic dominant model. Measurements and Main Results327 (66%) cases and 293 (63%) controls ever had a high or medium asbestos exposure risk job; 8% of both cases and controls, had cumulative exposure estimates [≥] 25 fibre.ml-1.years. Occupational asbestos exposure was not associated with IPF, adjusted OR 1.1(95%CI 0.8-1.4; p=0.6) and there was no gene-environment interaction (p=0.2). Ever smoking was associated with IPF, OR 1.4 (95%CI 1-1.9; p=0.04). When stratifying for genotype there was significant interaction between smoking and work in an exposed job (p<0.01) for carriers of the minor allele of MUC5B rs3570950. ConclusionsOccupational asbestos exposure alone, or through interaction with MUC5B rs35705950 genotype, was not associated with IPF. However, exposure to asbestos and smoking interact to increase IPF risk in carriers of the minor allele of MUC5B rs3570950. Clinical trial registered with www.clinicaltrials.gov (NCT03211507).
Ekstrom, M.; Mannino, D.
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BackgroundLung function assessment is essential for respiratory medicine and health. Recommended international reference values differ by race, which is controversial. We evaluated the effect of adjusting lung function for race on prevalence of lung function impairment, breathlessness and mortality in the US population. MethodsPopulation-based analysis of the National Health and Nutrition Examination Survey (NHANES) 2007-2012. Race was analyzed as black, white, or other. Lung function was assessed as forced expired volume in one second (FEV1) and forced vital capacity (FVC). Predicted normal values were calculated for each person using the Global Lung Initiative (GLI)-2012 equations for 1) white; 2) black; and 3) other/mixed populations. Outcomes were compared for the different reference values in relation to: prevalence of lung function impairment (<lower limit of normal [LLN]), moderate/severe impairment (<50%pred); self-reported exertional breathlessness; and mortality up to 31 December, 2015. FindingsWe studied 14,123 people (50% female); white (n=5,928), black (n=3,130), and other (n=5,065). Compared to those for white, black reference values identified markedly fewer cases of lung function impairment (FEV1) both in black people (9.3% vs. 36.9%) and other non-white races (1.5% vs. 9.5%); and prevalence of moderate/severe impairment was approximately halved. Outcomes among those impaired differed by reference value used: white (best outcomes), other/mixed (intermediate), and black (worst outcomes). Black people with FEV1 [≥]LLNblack but <LLNwhite had 48% increased rate of breathlessness and almost doubled mortality, compared to blacks [≥]LLNwhite. Lung function [≥]LLNwhite identified people with good outcomes, similarly in black and white people. Findings were similar when analyzing FEV1 or FVC. InterpretationRace adjustment of lung function should be abandoned. White reference values are most sensitive and specific to identify impairment, and could be applied across the population for improved assessment and health equity. FundingSwedish Research Council (Dnr: 2019-02081). Research in contextO_ST_ABSEvidence before this studyC_ST_ABSWe searched MEDLINE and Embase using search terms including "race", "ethnicity", "pulmonary function", "spirometry", and "prediction equations" from database inception and January 10, 2022, for papers published in English. A total 33 papers related to lung function and race were identified. Race-adjusted lung function reference values were recommended by major guidelines for use internationally. Race-specific references assume a 10-15% lower lung function, such as the forced expired volume in one second (FEV1) and forced vital capacity (FVC), in black people and 4-6% lower in Asian people compared with in whites. Compared to not adjusting for race, race-adjusted lung function values have recently been questioned as they have been found to not improve prediction of outcomes in population-based studies or in people at risk of obstructive pulmonary disease. Concerns have been raised that, contrary to the intent, race-adjusted reference values may contribute to under diagnosis of disease in disadvantage minorities, with the largest differences reported in black (Afro-American) people, and may worsen race-related health inequalities. Data on the impact of race-adjusted lung function values across the ethnically diverse population are limited and data on how to decrease racial bias in lung function assessment are needed. Added value of this studyWe analyzed the impact of using different race-specific (GLI-2012) reference equations for FEV1 and FVC across the US population in the National Health and Nutrition Examination Survey (NHANES) 2007-2012. Outcomes were prevalence of lung function impairment (value < lower limit of normal), breathlessness on exertion, and mortality up to December 31, 2015. Compared to using references for whites, black reference values were less likely to identify lung function impairment across all races but especially in blacks (9.3% vs. 36.9%); and those identified had lower lung function, more breathlessness, and worse prognosis. Black people with lung function normal by black standards but impaired by white standards had increased prevalence of breathlessness and mortality, compared to those normal also by white standards. Thus, race-adjusted reference values labeled black people as normal despite worse outcomes. White normal values identified people with similarly good lung function, and low rates of breathlessness and mortality across races groups. Implications of all the available evidenceThe findings from this study support that race-adjusted reference values markedly under diagnose lung function impairment, and related breathlessness, and mortality in underprivileged groups across the US population. Normal values for whites were most sensitive to identify lung function impairment related to worsening outcomes and people classified as having normal lung function with similar good outcomes irrespective of race group. These findings suggest that lung function should not be adjusted for race. When applied across the population, white reference values were most sensitive to identify smaller or earlier impairment and most specific to identify people with normal lung function with similarly good outcomes across race groups. Given the large impact shown, abandoning the use of race-adjusted lung function values is likely to contribute to improved health equity.
Wiggans, R. E.; Sumner, J.; Robinson, E.; Young, C.; Yates, T.; Simpson, A.; Fishwick, D.; Barber, C. M.
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ObjectivesAlthough wood dust remains a leading cause of occupational asthma (OA) in Great Britain, there have been no recent studies in British woodworkers. This cross-sectional study examined asthma risk factors in woodworkers across exposure groups. MethodsParticipants answered a respiratory questionnaire and underwent fractional exhaled nitric oxide (FENO), spirometry, and specific immunoglobulin E measurements. Wood dust exposure was assigned through a specific job-exposure matrix. Multiple regression evaluated asthma risk factors identified a priori including wood dust exposure, atopy, and current asthma symptoms. ResultsA total of 269 woodworkers participated. Median wood dust exposure was 2.00mg/m3 (IQR 1.14 mg/m3). Current asthma symptoms (CAS), work-related respiratory symptoms (WRRS) and eosinophilic airway inflammation (FENO >40ppb) were common, present in 46%, 11% and 19% of the cohort, respectively. Atopic woodworkers were at increased risk of WRRS (OR 2.78, 95% CI 1.11 - 6.92, p<0.05), asthma (OR 3.40, 1.49 - 7.81, p<0.01), and FENO >40ppb (unadjusted OR 2.00, 1.03 - 3.88, p<0.05). No effect was seen for airflow obstruction. Workers with CAS were at increased risk of WRRS and ever asthma (4.29, 2.12 - 8.69, p<0.001) but not FENO >40ppb or airflow obstruction. Increasing exposure did not significantly increase risk of asthma symptoms, asthma, airflow obstruction and inflammation. ConclusionsAsthma symptoms were prevalent among British woodworkers, even at low exposure levels. Atopy significantly increased asthma risk, particularly among symptomatic woodworkers. Further studies to phenotype and endotype populations of workers at risk of, and suffering from, wood dust OA will inform future approaches to screening and diagnosis in these populations. What is already known on this topicWood dust is a leading cause of occupational asthma (OA) in Great Britain. No recent studies have described risk factors for OA in British woodworkers. Evidence identifies atopy, asthma symptoms, and wood species as risk factors for OA, but not consistently so. What this study addsThis cross-sectional study used a detailed job-exposure matrix, questionnaire and clinical data to understand risk factors for asthma in British woodworkers. We found upper airway, asthma symptoms (CAS), work-related symptoms and eosinophilic airway inflammation to be common among British woodworkers, but specific sensitisation to wood dust was low. Among workers with asthma symptoms atopy significantly increased the risk of CAS, asthma, and airway inflammation in woodworkers. Increasing wood dust exposure was not associated with an increased risk of asthma symptoms or asthma. How this study might affect research, practice or policyThis research provides the first epidemiological study on asthma in British woodworkers for decades and highlights specific risk factors for asthma in this group. This data is useful to inform health surveillance programmes and may help inform any future review of exposure limits. This research also helps to understand the phenotype of asthma caused by wood dust which is an area requiring further exploration.
Josey, K. P.; Nethery, R. C.; Visaria, A.; Bates, B.; Gandhi, P.; Rua, M.; Robinson, D.; Setoguchi, S.
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ObjectiveTo evaluate the synergistic effects created by fine particulate matter (PM2.5) and corticosteroid use on hospitalization and mortality in older adults at high-risk for cardiovascular thromboembolic events (CTEs). Design and SettingA retrospective cohort study using a US nationwide administrative healthcare claims database. ParticipantsA 50% random sample of participants with high-risk conditions for CTE from the 2008-2016 Medicare Fee-for-Service population. ExposuresCorticosteroid therapy and seasonal-average PM2.5. Main Outcome MeasuresIncidences of myocardial infarction or acute coronary syndrome, ischemic stroke or transient ischemic attack, heart failure, venous thromboembolism, atrial fibrillation, and all-cause mortality. We assessed additive interactions between PM2.5 and corticosteroids using estimates of the relative excess risk due to interaction (RERI) obtained using marginal structural models for causal inference. ResultsAmong the 1,936,786 individuals in the high CTE risk cohort (mean age 76.8, 40.0% male, 87.4% White), the mean PM2.5 exposure level was 8.3 {+/-} 2.4 g/m3 and 37.7% had at least one prescription for a systemic corticosteroid during follow-up. For all outcomes, we observed increases in risk associated with corticosteroid use and with increasing PM2.5 exposure. PM2.5 demonstrated a non-linear relationship with some outcomes. We also observed evidence of an interaction existing between corticosteroid use and PM2.5 for some CTEs. For an increase in PM2.5 from 8 g/m3 to 12 g/m3 (a policy-relevant change), the RERI of corticosteroid use and PM2.5 was significant for heart failure (15.6%, 95% CI: 4.0%-27.3%). Increasing PM2.5 from 5 g/m3 to 10 g/m3 yielded significant RERIs for incidences of heart failure (32.4; 95% CI: 14.9%-49.9%) and myocardial infarction/acute coronary syndromes (29.8%; 95% CI: 5.5%-54.0%). ConclusionPM2.5 and systemic corticosteroid use were independently associated with increases in CTE hospitalizations. We also found evidence of significant additive interactions between the two exposures for heart failure and myocardial infarction/acute coronary syndromes suggesting synergy between these two exposures. Strengths and Limitations of this StudyO_LIWe conduct analyses using robust causal inference and machine learning techniques and incorporate a large set of individual-level factors that are typically absent in environmental health analyses with large claims data sets. C_LIO_LIWe present statistics that evaluate the synergy between fine particulate matter and corticosteroid therapy on the additive scale, which is more relevant for assessing excess risks and informing policy. C_LIO_LIPatient medical history prior to receiving Medicare benefits is unknowable within a Fee-for-Service claims database, which may lead to exclusion of some high-risk individuals from the cohort. C_LIO_LIWe censor participants after the earlier of the end of first corticosteroid regimen or the first incidence of the outcome of interest, which makes the analyses statistically tractable but sacrifices some information in the data. C_LI
Zarkovic, M.; Schindera, C.; Waespe, N.; Usemann, J.; Schneider, C.; Mornand, A.; Ansari, M.; Latzin, P.; Kuehni, C. E.
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RationaleChildhood cancer survivors (CCS) are at risk for long-term pulmonary complications from treatment-related toxicity. Nitrogen multiple-breath washout (N2MBW) may detect small airway dysfunction earlier than standard pulmonary function tests (PFTs), but its value in CCS remains uncertain. ObjectivesTo determine the prevalence of ventilation inhomogeneity measured by N2MBW in CCS, evaluate whether it detects abnormalities beyond spirometry and diffusion capacity for carbon monoxide (DLCO), and explore associations with treatment exposures. MethodsIn this prospective multicenter study (Bern, Basel, Geneva), we measured lung function in CCS aged 6-21 years who were undergoing routine follow-up. We stratified participants into high-risk (pulmotoxic chemotherapy [busulfan, bleomycin, nitrosoureas], thoracic surgery or radiotherapy, or hematopoietic stem cell transplantation [HSCT]) and standard-risk (other systemic anticancer treatments). PFTs included N2MBW (lung clearance index [LCI], acinar [SACIN] and conductive [SCOND] inhomogeneity), spirometry (forced expiratory volume in 1 second [FEV], forced vital capacity [FVC]), and DLCO. Abnormal values were defined as z-score <-1.645 or >1.645, calculated using the Global Lung Initiative references. We quantified the proportion of participants with isolated elevated LCI and analyzed associations with treatment exposures using multivariable linear regression. ResultsWe included 191 CCS (median 7 years post-diagnosis). Mean LCI was 6.27 (95%CI 6.17-6.37), with 7% abnormal. N2MBW results did not differ between high- and standard-risk groups, but allogeneic HSCT survivors had the highest mean LCI (7.18, 95%CI 5.88-8.37), with 33% abnormal. Survivors had mildly impaired mean FEV1, FVC, and DLCO z-scores (-0.21, -0.34, 0.23), more pronounced in high-risk CCS (-0.67, -0.85, -0.05). Isolated LCI impairment, without abnormalities in spirometry or DLCO, occurred in only 3%. Among treatment exposures, only allogeneic HSCT was associated with higher LCI (1.40, 95%CI 0.57-2.33) and SACIN (1.24, 95%CI 0.20-2.28). ConclusionMost pediatric CCS had normal lung function. N2MBW abnormalities were rare, occurring mainly in allogeneic HSCT survivors. Overall, N2MBW added little beyond standard PFTs, suggesting it may not be needed for routine follow-up at this stage, except after allogeneic HSCT. Larger, longitudinal studies should clarify the onset, progression, and prognostic significance of N2MBW abnormalities and their potential role in risk-adapted follow-up care.
Moffett, A. T.; McCormack, M. C.; Weissman, G. E.
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BackgroundEuropean Respiratory Society and American Thoracic Society (ERS/ATS) guidelines for pulmonary function test (PFT) interpretation posit the existence of a "zone of uncertainty." However, as reference equations have been defined only for healthy lung function, the precise borders of the zone of uncertainty remain unspecified. To address this limitation, we sought to define distributions of both healthy and diseased lung function and to use these distributions to map the zone of uncertainty. MethodsWe used a latent class model to define distributions of healthy and diseased FEV1/FVC values. To represent the distribution of healthy FEV1/FVC values, we fit a Box-Cox Cole Green distribution to spirometry from healthy adult participants in the continuous National Health and Nutrition Examination Survey (NHANES). Using the distribution of healthy FEV1/FVC values, we then fit a latent class model to FEV1/FVC data from adult patients who underwent pulmonary function testing at the University of Pennsylvania Health System (UPHS) between 2000 and 2023. The distribution of diseased FEV1/FVC values and the prior probabilities that FEV1/FVC values had been sampled from healthy and diseased populations were selected to maximize the likelihood of the observed UPHS data. We considered the normal, Box-Cox Cole Green, and Box-Cox power exponential distributions for the distribution of diseased FEV1/FVC values and selected the distribution that minimized the Bayesian information criterion. We then mapped the zone of uncertainty by identifying the range of FEV1/FVC values in which the distributions of healthy and diseased lung function overlapped. ResultsPre-bronchodilator spirometry data were collected from 14,075 NHANES participants-- of whom 6,063 were without respiratory symptoms or a history of tobacco use--and 41,437 UPHS patients. Healthy lung function was represented by a Box-Cox Cole Green distribution with a median of 0.81, a coefficient of variation of 0.08, and skewness of 1.70. Diseased lung function was best represented by a Box-Cox power exponential distribution with a median of 0.56, a coefficient of variation of 0.30, skewness of 0.91, and kurtosis of 2.36. In the latent class model, the prior probability that an FEV1/FVC value was healthy was 76.2%, while the prior probability that it was diseased was 23.8%. The overlap of the distributions of healthy and diseased FEV1/FVC values defined a zone of uncertainty in the interval [0.64, 0.95]. The FEV1/FVC values of 33,747 (81.4%) UPHS patients fell within the zone of uncertainty, including 30,288 (99.2%) patients with a normal FEV1/FVC and 3,459 (31.7%) patients with an abnormal FEV1/FVC. ConclusionThis exploratory study presents evidence that in a clinical cohort, most FEV1/FVC values fall within the zone of uncertainty. Further research is needed to develop optimal ways to represent and incorporate this uncertainty into PFT interpretation.
Moffett, A. T.; Halpern, S. D.; Weissman, G. E.
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BackgroundWomen are more likely than men to report delays in the diagnosis of chronic obstructive pulmonary disease (COPD), though the etiology of these delays is unknown. We sought to test whether delays in COPD diagnosis persist after the performance of spirometry. MethodsWe used the Optum Labs Data Warehouse to identify patients 18 years of age and older without a prior diagnosis of COPD, with a post-bronchodilator forced expiratory volume in 1 second (FEV1) to forced vital capacity (FVC) ratio of less than 0.7 on spirometry. We used a Cox proportional hazards model to compare the time to diagnosis after spirometry in men and women, adjusting for age, race, ethnicity, tobacco use, and post-bronchodilator FEV1/FVC. ResultsThe probability of receiving a COPD diagnosis after the performance of spirometry was lower among women than men (adjusted hazard ratio [aHR] 0.66, 95% confidence interval [CI] 0.50 to 0.88) ConclusionIn this retrospective cohort study of patients with spirometric evidence of obstruction, the time to diagnosis of COPD was greater among women than men. While previous vignette-based studies have found that gender differences in the diagnosis of COPD resolve with the performance of spirometry, we found that gender differences persist after spirometry has been performed. Clinicians were less likely to diagnose COPD in women even when spirometry supported this diagnosis.
Yang, S.; Tse, L. A.
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RationalePreserved ratio impaired spirometry (PRISm), defined as an impaired forced expiratory volume in one second (FEV1) with a preserved ratio of FEV1 to forced vital capacity (FVC), is associated with increased risk of airflow obstruction (AFO) and mortality in the general population. However, evidence is limited among the individuals with silicosis, an old occupational disease with an ongoing outbreak in some developed countries. ObjectivesTo investigate the association of PRISm with the risk of mortality and incident AFO in a cohort of workers with silicosis. MethodsA total of 4315 workers aged 18-80 years and diagnosed with silicosis at the Pneumoconiosis Clinic, Tuberculosis and Chest Service during 1981-2019 were enrolled in this study and followed up for a median of 12.3 years till 31 December 2019. Spirometry was included in the diagnostic examination of silicosis and follow-up reassessments. Lung function categories of participants were classified as normal spirometry (FEV1/FVC [≥] 0.7, FEV1 [≥] 80% predicted), PRISm (FEV1/FVC [≥] 0.7, FEV1 < 80% predicted), and AFO (FEV1/FVC < 0.7). The hazard ratio (HR) and 95% confidence intervals (95% CI) were estimated using Cox proportional hazards models adjusting for age, body mass index, tuberculosis history, smoking, and radiographic characteristics. Measurements and Main ResultsDuring the follow-up period, a total of 2399 (55.6%) subjects died, 1359 of whom died from respiratory-related diseases, and 780 subjects developed AFO. Subjects with PRISm had significantly increased multivariable-adjusted risk of all-cause death (adjusted HR=1.63, 95% CI 1.44-1.85) and respiratory-related mortality (adjusted HR=1.74, 95% CI 1.48-2.05) as compared with the those with normal spirometry. Besides, there was a higher risk of developing AFO in subjects with PRISm than in those with normal spirometry (adjusted HR=1.46, 95% CI 1.22-1.75). No significant interaction was observed between PRISm and smoking status in the risk of all-cause mortality and incident AFO. ConclusionsPRISm is significantly associated with increased all-cause and respiratory-related mortality and a greater risk of progression to AFO among the individuals with silicosis.
Grudzinski, K. M.; Liu, G. Y.; Colangelo, L. A.; Selvan, K. C.; Putman, R.; Hunninghake, G. M.; San Jose Estepar, R.; Washko, G.; Kalhan, R.; Esposito, A. J.
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BackgroundInterstitial lung abnormalities (ILA) are radiologic findings of increased lung density or fibrosis in individuals without clinical interstitial lung disease (ILD) and are associated with increased mortality and progression to ILD. Understanding physiologic trajectories of lung function preceding ILA diagnosis may illuminate early mechanisms of lung injury. MethodsWe recruited participants from the Coronary Artery Risk Development in Young Adults (CARDIA) Lung Study, a prospective cohort of adults enrolled at ages 18-30 years and followed longitudinally for 25 years. Percent predicted forced vital capacity (ppFVC) was measured at five study visits over 20 years. Individual ppFVC trajectories were estimated using random coefficient models. Person-specific slopes were incorporated into logistic regression models to examine associations with visually detected ILA on chest CT at exam year 25. Models were adjusted for age, sex, race, body mass index, pack-years of smoking, and study center. ResultsAmong 3,136 participants with complete data, 57 (1.8%) had ILA at mean age 51 years. In univariable and multivariable models, individuals with ILA had greater cumulative decline in ppFVC over the 20 years preceding diagnosis. Each 10% absolute decline in ppFVC was associated with more than twice the odds of ILA (adjusted OR 2.21, 95% confidence interval 1.47-3.31, p = 0.0001). ConclusionsGreater longitudinal decline in FVC from early adulthood was strongly associated with the presence of ILA at midlife. These findings suggest that physiologic impairments precede radiologic evidence of subclinical parenchymal lung abnormalities, underscoring the potential of life course lung function trajectories to identify individuals at risk for developing ILD.
Vilcins, D.; Lee, W. R.; Pham, C.; Tanner, S.; Burgner, D.; Blake, T.; Mansell, T.; Ponsonby, A.-L.; Sly, P. D.
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IntroductionThe association between air pollution and poor respiratory health outcomes is well established, however less is known about the biological mechanisms, especially in early life. Children are particularly at risk from air pollution, especially during the prenatal period as their organs and systems are still undergoing crucial development. Therefore, our study aims to investigate if maternal exposure to air pollution during pregnancy is associated with oxidative stress (OS) and inflammation in pregnancy or infant lung function at 4 weeks of age, and the extent to which the association is modified by an infants genetic risk of OS. MethodsThe Barwon Infant Study (BIS) is a longitudinal study of Australian children from the region of Geelong, Victoria. A total of 314 infants had available lung function and maternal OS markers. Exposure to annual air pollutants (NO2 and PM2.5) were estimated using validated, satellite-based, land-use regression models. Infant lung function was measured by multiple-breath washout, and the ratio of peak tidal expiratory flow over expiratory time was calculated at 4 weeks of age. An inflammation biomarker, glycoprotein acetyls (GlycA), was measured in maternal (36 weeks) and cord blood, and oxidative stress (OS) biomarkers, 8-hydroxyguanine (8-OHGua) and 8-hydroxy-2-deoxyguanosine (8-OHdG) were measured in maternal urine at 28 weeks. A genetic pathway score for OS (gPFSox) was calculated for each infant participant in the BIS cohort, and high risk defined as score >8. Linear regression was used to explore the association of maternal air pollution exposure with infant lung function, and potential modification by OS genotype was tested through use of interaction terms and other methods. ResultsThere was no evidence of a relationship between maternal exposure to air pollution and infant lung function in the whole population. We did not find an association between air pollution and GlycA or OS during pregnancy. We found evidence of an association between NO2 and lower in functional residual capacity (FRC) for children with a high genetic risk of OS ({beta}=-5.3 mls, 95% CI (-9.3, -1.3), p=0.01). We also found that when NO2 was considered in tertiles, the highest tertile of NO2 was associated with increase in lung clearance index (LCI) ({beta}=0.46 turnovers, (95% CI 0.10, 0.82), p=0.01) in children with a genetic propensity to OS. ConclusionOur study found that high prenatal levels of exposure to ambient NO2 levels is associated with lower FRC and higher LCI in infants with a genetic propensity to oxidative stress. There was no relationship between maternal exposure to air pollution with maternal and cord blood inflammation or OS biomarkers.
Li, R.; Lu, Q.; Wen, A.; Wang, J.; Fu, S.; Ruan, X.; Wang, L.; Liu, H.
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Idiopathic pulmonary fibrosis (IPF) is a rare disease that is challenging to diagnose. Patients with IPF often spend years awaiting a diagnosis after the onset of initial respiratory symptoms, and only a small percentage receive antifibrotic treatment. In this study, we examine the associations between social determinants of health (SDoH) and two critical factors: time to IPF diagnosis following the onset of initial respiratory symptoms, and whether the patient receives antifibrotic treatment. To approximate individual SDoH characteristics, we extract demographic-specific averages from zip code-level data using the American Community Survey (via the U.S. Census Bureau API). Two classification models are constructed, including logistic regression and XGBoost classification. The results indicate that for time-to-diagnosis, the top three SDoH factors are education, gender, and insurance coverage. Patients with higher education levels and better insurance are more likely to receive a quicker diagnosis, with males having an advantage over females. For antifibrotic treatment, the top three SDoH factors are insurance, gender, and race. Patients with better insurance coverage are more likely to receive antifibrotic treatment, with males and White patients having an advantage over females and patients of other ethnicities. This research may help address disparities in the diagnosis and treatment of IPF related to socioeconomic status.
Karampitsakos, T.; Qureshi, M. R.; Hammonds, J.; Arce Guzman, C.; Albuquerque, R.; Tourki, B.; Fatima, Z.; Henriquez, N.; Calderon, V.; Fadli, T.; McNamara, A.; Poojary-Hohman, I.; Juan-Guardela, B. M.; Bandyopadhyay, D.; Patel, K.; Herazo-Maya, J. D.
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IntroductionAccurate pre-lung transplant biomarkers of post-lung transplant survival are lacking in Idiopathic Pulmonary Fibrosis (IPF). MethodsThis was a retrospective, observational study including consecutive patients diagnosed with IPF at the University of South Florida/ Tampa General Hospital. First, we compared survival differences in patients with IPF that received lung transplant versus non- recipients, then we investigated whether pre-transplant monocyte counts could predict post- lung transplant survival, Primary Graft Dysfunction (PGD), Acute Cellular Rejection (ACR), Antibody-Mediated Rejection (AMR) and Chronic Lung Allograft Dysfunction (CLAD) using Cox Proportional Hazards (CoxPH) models adjusted to Gender, Age and Physiology index (GAP). ResultsA total of 201 patients with IPF were included in the analysis [lung transplant recipients: n=103, non-recipients of lung transplant: n=98]. Patients with IPF that did not undergo lung transplantation had significantly worse survival compared to patients with IPF that underwent lung transplantation [3.13 years (95% CI: 2.30 to 3.72) vs 7.05 years (95% CI: 5.41 to 8.48), HR: 2.95 (95% CI: 2.18 to 4.00), p<0.0001]. Patients with IPF and pre-lung transplant monocyte counts>700 K/L had increased risk of post-lung transplant mortality [HR: 1.71 (95%CI: 1.10 to 2.65), p=0.016] or adverse outcomes defined as either PGD, ACR, AMR or CLAD, [HR: 2.05 (95% CI: 1.11 to 3.78), p=0.02] compared to patients with monocyte counts[≤]700 K/L. ConclusionLung transplantation substantially prolongs survival of patients with IPF. Incorporation of pre-lung transplant monocyte counts in the pre-transplant evaluation of patients with IPF could optimize the selection of ideal lung transplant candidates with increased probability of survival.
Tukpah, A.-M. C.; Rose, J.; Seger, D.; Hunninghake, G. M.; Bates, D. W.
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RationaleRacial and ethnic differences in presentation and outcomes have been reported in systemic sclerosis (SSc) and SSc-interstitial lung disease (ILD). However, diverse cohorts and additional modeling can improve understanding of risk features and outcomes, which is important for reducing associated disparities. Objective(s)To determine if there are racial/ethnic differences associated with SSc-ILD risk and age; time intervals between SSc and ILD, and with emergency department (ED) visit or hospitalization rates. MethodsA retrospective cohort study using electronic health record data from an integrated health system, over a 5.5 year period was conducted using clinical and sociodemographic variables, models were generated with sequential adjustments for these variables. Logistic regression models were used to examine the association of covariates with ILD and age at SSc-ILD. Healthcare outcomes were analyzed with complementary log-log regression models. ResultsThe cohort included 756 adults (83.6% female, 80.3% non-Hispanic White) with SSc with a mean age of 59 years. Overall, 33.7% of patients in the cohort had an ILD code, with increased odds for Asian (odds ratio [OR], 2.59; 95% confidence interval [CI], 1.29, 5.18; P=.007) compared to White patients. The age in years of patients with SSc-ILD was younger for Hispanic (mean difference, -6.5; 95% CI, -13, -0.21; P = 0.04) and Black/African American patients (-10; 95% CI -16, -4.9; P <0.001) compared to White patients. Black/African American patients were more likely to have an ILD code before an SSc code (59% compared to 20.6% of White patients), and had the shortest interval from SSc to ILD (3 months). Black/African American (HR, 2.59; 95% CI 1.47, 4.49; P=0.001) and Hispanic patients (HR 2.29; 95% CI 1.37, 3.82; P=0.002) had higher rates of an ED visit. ConclusionIn this study, SSc-ILD presentation and outcomes differed by racial/ethnic group (increased odds of SSc-ILD, younger age at SSc-ILD, and preceding diagnosis with respect to SSc, rates of ED visit), some of which was attenuated with adjustment for clinical and sociodemographic characteristics. Differing presentation may be driven by social drivers of health (SDOH), autoantibody profiles, or other key unmeasured factors contributing to susceptibility and severity.
Htun, C.; Schoeffel, R.; Rutting, S.; Huvanandana, J.; Thamrin, C.; Pope, A.; Phillips, C.; Greenwood, M.; Pechey, V.; King, G. G.; Robinson, P. D.
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BackgroundCurrent spirometric-based criteria for diagnosis of bronchiolitis obliterans syndrome (BOS) may miss early peripheral airway disease associate with disease onset. Multiple breath washout (MBW) and oscillometry offer improved sensitivity, but longitudinal changes occurring in allogeneic haematopoietic stem cell transplantation (HSCT) are unknown. ObjectiveIn this longitudinal study of HSCT survivors, we investigated changes in nitrogen-based MBW, oscillometry and conventional lung function, from baseline (pre-transplant), over 36-months, and associations with BOS Stage 0p, a spirometry-defined risk classification for potential later BOS development, and chronic graft-vs-host disease (cGVHD). Study DesignLongitudinal observational study of allogeneic HSCT recipients from a single adult centre. All participants underwent spirometry, plethysmography, gas transfer capacity (DLCO), oscillometry and MBW at each study visit. Tests were performed pre-HSCT and 3 monthly thereafter over 36 months. Results64 of 69 recipients recruited were included in the final analysis. Across the entire cohort, deterioration in acinar ventilation inhomogeneity (Sacin) occurred as early as 90 days post-HSCT (0.224 z score change/month, p<0.001), prior to any significant change in spirometry or oscillometry. Progressive deteriorations in Sacin were associated with cGVHD status and grade but not BOS-0p status. ConclusionsEarly progressive peripheral airway dysfunction occurred following HSCT and was best detected by Sacin from MBW. Distal acinar ventilation inhomogeneity (Sacin) deteriorated at an earlier stage than spirometry. Longitudinal deteriorations in Sacin were related to cGVHD, and independent of early changes in spirometry parameters. These findings suggest an important role of the lung in cGVHD and provide important evidence to support future studies examining the prognostic utility of MBW in long-term monitoring of HSCT patients to provide an early effective signal of BOS. HighlightsThe evolution of peripheral airway function abnormality assessed using Multiple Breath Washout (MBW) and oscillometry following allogeneic HSCT is unknown. Progressive abnormality is established early following HSCT and occurred in those who developed chronic graft versus host disease (cGHVD) in other organ systems. This highlights the risk of peripheral airway dysfunction in those affected by cGVHD. MBW to monitor post-HSCT subjects provides additional insight to that provided by BOS-0p criteria which did not show the same relationship to cGHVD. These findings identify a potential window for earlier targeted treatment to improve long term outcomes.